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"NYSE Regulation First Annual Securities Conference," New York Stock Exchange
06/22/2005 | (06/22/2005)
New York Stock Exchange "NYSE Regulation First Annual Securities Conference," Panel on Dispute Resolution/Arbitration, New York City, New York.
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"Discovery Arbitrator Pilot Program," NASD Dispute Resolution Arbitrator Training
06/08/2005 | (06/08/2005)
NASD Dispute Resolution Arbitrator Training, the "Discovery Arbitrator Pilot Program," Los Angeles, California.
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Ruling on a Trio of Securities Fraud Cases
by: James K. Goldfarb | The National Law Journal (Subscription Required) | (05/16/2005)
Because the 2d U.S. Circuit Court of Appeals includes the financial center of New York, it hears many important securities law cases. In the past year, the 2d Circuit decided three issues of first impression in federal securities fraud law.
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Securities Industry Association "Compliance and Legal Division Seminar," Palm Desert, California.
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Brooklyn Law School Lecture "The History of Securities Arbitration," Brooklyn, New York.
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Circuit Court Forecloses Retroactive Application of SOXA’s New Statute of Limitations for Federal Securities Fraud Claims
by: James K. Goldfarb | Bloomberg BNA (Subscription Required) | (02/07/2005)
In a decision of first impression, the U.S. Court of Appeals for the Second Circuit recently held that the new, longer statute of limitations for federal securities fraud claims that Congress adopted as part of the Sarbanes-Oxley Act ("Sarbanes-Oxley" or the "Act") does not revive claims that already were time-barred under the former, shorter limitations period as of the Act's effective date, July 30, 2002.
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SEC Announces Charges in Cryptomining and Trading Scheme
Blockchain Law Center | (05/06/2022)
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McGonigle, P.C. Achieves Mansfield Rule Certification
(05/05/2022)
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SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit
Blockchain Law Center | (05/04/2022)
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Comptroller of the Currency Advocates for Uniform Standards for Stablecoins
Blockchain Law Center | (04/28/2022)
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IOSCO Issues Detailed Report on DeFi
Blockchain Law Center | (03/30/2022)