Panelist, Enforcement Panel, FIA Law and Compliance Virtual Conference

Event Date(s): 10/07/2020 - 10/09/2020

FIA Virtual Law & Compliance Division conference (L&C-V) will provide a forum to learn and discuss the legal and regulatory issues impacting the derivatives industry. L&C-V meets the needs of multiple levels of practitioners in the industry, from the new law firm associate to the chief compliance officer.

In the conference’s first panel, speakers including in-house and external counsel, as well as a senior representative from each of the CFTC’s and the CME’s enforcement staff, will discuss trends and developments in enforcement. The group will aim to discuss spoofing and manipulation cases, disruptive trading, false statements, the scope of the CFTC’s general anti-fraud authority, extraterritoriality, and the growing importance of data and analytics in the context of CFTC and exchange investigations.

Panelist, Enforcement: Recent Actions/Developments/Trends & What it means to you.

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