Broker-Dealer Regulation Updates

February 18, 2019

Heather Middleton will be a featured panelist on Fri., Feb. 22 in a CLE Webinar program, “Trends, Developments and Updates in Broker-Dealer Regulation: What to Expect in 2019 and Beyond.”

The webinar will take place from 12 – 2 pm EST and is organized by the Knowledge Group.

For more information, click here.