Judge Invites CFTC to Comment on SEC Enforcement Action

February 13, 2020

In an unusual development, Judge P. Kevin Castel of the US District Court for the Southern District of New York issued an order in an enforcement action brought by the Securities and Exchange Commission (SEC) inviting the General Counsel of the Commodity Futures Trading Commission (CFTC) to express views on the issues presently before the Court.

Two of our lawyers – Katherine Cooper, a former Senior Trial Attorney at the Enforcement Division of the CFTC, and Frederic Krieger, a former trial attorney at the SEC – take a look at this development and provide analysis from their respective experience in a co-authored article from Securities Regulation Daily (2/13/20).

To read the full article, click here: https://www.mmlawus.com/newsitem/pdf/SRD_MurphyMcGonigle_SECvTelegram_final_387087534772838373.pdf